Fiduciary Adviser Legal & Compliance Report
BrightScope Blog Pension Risk Matters
The 401(k) Fiduciary Advice Blog
Hosted by Jason C. Roberts, Esq., AIFA®
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ERISA Compliance - Overview and Action Items for BD-RIAs
ERISA Compliance Article - Tips for RIAs
A PerfectStorm: Tips for Navigating ERISA Compliance
U.S. Deptof Labor Unveils 401(k) Fee Rules
InvestmentAdvice Regs: Interview with Jason Roberts- Podcast
TalkingPoints: Investment Advice Regulations - Podcast
Impact Analysis -2010 AdviceRegulation Proposal - Prepared by DALBAR
Labor Department Cracking Down on Broker-DrivenRollovers
Treasury Department Publishes "Retirement &Savings Initiatives"
Investment Education vs. Advice (DOL Interpretative Bulletin 96-1)
Participant Advice DOL Field Assistance Bulletin 2007-1
Cross-Selling and IRA Rollover Guidance (DOL Advisory Opinion 2005-23A)
Post CFDD Cross-Selling Webinar
DOL/SEC Investor Bulletin: Target Date Retirement Funds
RECENT FINAL AND PROPOSED REGULATIONS
Final Rule: Reasonable Contract or Arrangement under ERISA 408(b)(2) - Fee Disclosure
Final Rule: Participant Disclosures
Proposed Rule: Definition of the Term “Fiduciary”
Proposed Rule: Participant Advice
Geller Group Confirms Labor Department Probe
Regulatory Cooperation for ERISA Violations
Fiduciary Focus: Providing Advice to 401(k) Plans
Ellis vs. Rycenga Homes, Inc.
Memorandum of Understanding Concerning Cooperation between DOL and SEC
Summary of Litigation Claims Related to 401(k) Plan Fees
Selecting And Monitoring Pension Consultants - Tips For Plan Fiduciaries
EBSA Enforcement Manual at http://www.dol.gov/ebsa/OEManual/main.html
Department of Labor - Employee Benefits Security Administration
Pension Protection Act
Guidance Relating to the Investment Advice Provisions of the PPA Field Assistance Bulletin 2007-01
ERISA in the United States Code
DOL Fiduciary Education Homepage
DOL Advisory Opinions
Study of 401(k) Plan Fees and Expenses
ERISA Advisory Opinions
